“A Common Sense Approach
to Compliance”

This Month's Featured Service: Outsourced CCO

For many firms it is not cost-effective to hire a full-time CCO. But you need to have one!  Outsource it! 860-997-4160

 

The regulators recognize the challenge and are very comfortable with off-site CCO's, for multiple firms, as long as the proper procedures are in place.