Outsourced FINOP – will function as the Financial/Operations Principal for your firm.  Can also provide accounting services.  This service includes FOCUS filings, SSOI filings, SIPC filings (if applicable), Net  Capital Computations, 15c3-3 Computations (if required), end of year audit adjustments, and general accounting guidance.

If you have your own FINOP:

Regulatory Filings –  will create and file FOCUS reports,  Net Capital Computations, SIPC reports, and Fidelity Bond applications.

Monthly Accounting – will perform all monthly accounting and journal entries, file FOCUS reports, SIPC reports, perform Net Capital Computations, Fidelity Bond applications.

MY FEES ARE LOWER THAN MOST.