FINOP Services
Outsourced FINOP – will function as the Financial/Operations Principal for your firm. Can also provide accounting services. This service includes FOCUS filings, SSOI filings, SIPC filings (if applicable), Net Capital Computations, 15c3-3 Computations (if required), end of year audit adjustments, and general accounting guidance.
If you have your own FINOP:
Regulatory Filings – will create and file FOCUS reports, Net Capital Computations, SIPC reports, and Fidelity Bond applications.
Monthly Accounting – will perform all monthly accounting and journal entries, file FOCUS reports, SIPC reports, perform Net Capital Computations, Fidelity Bond applications.
MY FEES ARE LOWER THAN MOST.